Complaint Investigations
Investigative Specialists
Investigative Specialists are CCLD field staff that visit child care programs when a complaint is received. Complaints remain active and open as long as needed to come to a finding decision.
How are investigators different from licensing specialists?
Licensing specialists are assigned to programs and conduct routine regulatory visits as well as provide ongoing technical assistance to licensed programs. Investigators are not assigned to programs, only to cases, although there may be times when a licensing specialist will conduct a compliant visit depending on workloads at that time.
Both licensing specialists and investigators provide regulatory oversight to child care programs. Regulatory oversight means checking to make sure programs meet the state licensing standards for operating a child care program.
What services do investigators provide?
CCLD investigators perform a complete investigation on regulatory complaint allegations and any observed noncompliance present while they are on site. This includes coordinating additional interviews, reviewing documents, and requests for additional information and documentation. Investigators also work with partner agencies like the Office of Training, Investigations, and Safety (OTIS), Law Enforcement, and Child Welfare.
Complaint Assessment
The
Child Care Licensing Division (CCLD) investigates complaints of a violation of the applicable statutes and rules.
At the end of the investigation, CCLD will assess a finding for each allegation. Directors/Providers must post all serious valid complaint and serious non‐compliance letters for 12 calendar months. The posting must be in an area where it can be clearly viewed by parents. A copy of the letter is also viewable on the Child Care Safety Portal.
There are three possible findings that may be assigned to an allegation on a complaint or noncompliance letter:
-
Valid: When a reasonable person could conclude the noncompliance occurred based
on the evidence; or
-
Unable to Substantiate: When a reasonable person could not conclude that the noncompliance
occurred based on the evidence; or
-
Invalid: When a reasonable person could not decide whether the noncompliance
occurred because of conflicting evidence or because information is not
available
Complaints of Providing Child Care Without a License (Unlawful Care)
The Child Care Licensing Division may receive and investigate complaints of operating a child care facility without a license (unlawful care). Often, they did not realize they were required to have a child care license and CCLD will help the program to start the licensing process. A facility that continues to operate illegally without a license may be subject to sanctions including a fine called a civil penalty, denial of the license application or a court injunction.
How to Make a Complaint
An individual wishing to register a complaint against a licensed provider or child care center may submit the on-line complaint form (below) or call the
Child Care Licensing Division’s Central Office at 1-800-556-6616.
You will speak to a compliance specialist who will take the information and follow up on your complaint. You may also contact your Licensing Specialist who will pass the complaint on to our compliance specialist for intake.
Online Complaint Form