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This Child Fatality information provided by the Injury & Violence Prevention section of the Office of Disease Prevention & Epidemiology.
Sleeping Position and Sudden Infant Death Syndrome
Narrative taken from July 7, 1998 CD Summary Issue, Vol.47 No.14 - Download as PDF
SUDDEN INFANT Death Syndrome
(SIDS) is the sudden death of a
child under one year of age that
remains unexplained after a thorough
case investigation, including performance
of a complete autopsy, examination
of the death scene, and review of the
clinical history.1 It is the second leading
cause of infant deaths in Oregon and the
third leading cause of infant deaths in the
United States.2,3
From biblical times until the 20th
century, virtually all sudden infant death
was attributed to suffocation by a mother
sleeping in the same bed. As it became
common for infants to sleep alone, it
became clear that this explanation was
incomplete.4
Simply rolling over onto the
hapless infant and smothering him was
considered a common cause of death in
the 19th century - often attributed to
inebriated slum dwellers - or others who
were obviously different from the pontificator.
By the 1970s, "overlaying" was
generally considered to be impossible
and was rarely reported.5
There has been
a series of hypothesized causes of SIDS,
each of which has subsequently been
disproved. These included hypersensitivity
to cow's milk, viremia, myocardial
conduction defects, and spontaneous,
idiopathic central apnea. One cause of
sudden infant death that often cannot be
distinguished from SIDS is infanticide,
which may constitute as much as one to
five percent of SIDS deaths.6
Factors that were associated with
increased incidence of SIDS included
low birthweight, preterm birth, low
maternal age, high parity, maternal
smoking and drug use and poverty.7
Sleeping in a prone position (ventral
side down) emerged as a possible cause
of SIDS in the 1970s.8
Historically most pediatricians had
assumed that putting an infant to sleep
on its back would increase the incidence
of aspiration and pneumonia, but early
work led to the conclusion that putting
infants to sleep prone decreased SIDS.9,10
The evidence in support of this theory
was the dramatic reduction in SIDS
mortality in many countries after parents
were advised to abandon the prone position
and instead put their infants to sleep
on their back or side.11-14 Experimental
work has subsequently shown that when
babies sleep in the prone position with
their noses embedded in soft surfaces,
they rebreathe their own exhaled air,
which contains high levels of carbon
dioxide. It is likely that susceptible
infants have blunted arousal systems and
therefore do not react appropriately to
elevated levels of carbon dioxide by
lifting and turning their faces to the
side.15,16
Infants of mothers who smoke in
pregnancy have deficient hypoxic awakening
responses.17 Thus, maternal cigarette
smoking during fetal life may
subtly damage critical control centers in
the brain stem, leaving the infant at
unsuspected risk for failure to detect
high levels of inhaled carbon dioxide.11

In 1992, the American Academy of
Pediatrics (AAP) released a statement
recommending that healthy infants be
placed for sleep on their side or back,
rather than being placed prone (on their
stomach). The recommendation was
based on numerous reports from other
countries that showed that the prone
sleeping position is associated with a
higher incidence of SIDS.18
In 1994, AAP
and others collaborated to initiate a
national Back to Sleep campaign to
encourage parents and caregivers to
place healthy infants on their backs when
putting them down to sleep. They added
a recommendation that soft surfaces that
might trap exhaled air should not be in
an infant's sleeping environment.19
Since 1992, NIH has surveyed sleep
position, showing that prone sleeping in
the United States has decreased from
70% to 24%.20 At the same time, the
SIDS death rate has fallen 38% in the
United States and 40% in Oregon.21
Several studies have concluded that the
decrease in prone sleeping is the reason
for the decrease in SIDS.19,22,23
More recent reports indicate that the
risk of SIDS is slightly greater for infants
placed on their sides compared with
those placed on their backs.24,25There is
some evidence that the reason for this
difference is that infants placed on their
sides have a higher likelihood of spontaneously
turning to a prone position.
However, both nonprone positions (side
or back) are associated with a much
lower risk of SIDS than the prone position.
In 1992, there was concern that
sleeping supine might be associated with
an increase in adverse events. Careful
monitoring by English researchers has
found no such increase.26
A study of
child care centers in 1996 found that
many child care providers place infants
to sleep in the prone position. Two states
have found that more than one-third of
SIDS deaths occur in organized child
care settings.27 As nonprone sleeping has
become more common, the dominant
modifiable risk factor for SIDS has
become exposure of the infant to tobacco.
Maternal smoking is associated with
a three-fold increase in risk of SIDS;28
risk is also increased if the father
smoked.29
In Oregon, 17.6 percent of
mothers smoked during their pregnancy
in 1996, a reduction since 1990. 30
Individual physicians/practitioners
who wish to provide brochures to their
patients may obtain bulk copies of SIDS
- BACK TO SLEEP literature by calling
503)731-4021.
These are available in both English and
Spanish. Health practitioners can also
obtain display posters, stickers and take-home
reminder cards. Individual parents
or the general public can obtain materials
by calling Oregon SafeNet at 1-800-
SAFENET (1-800-723-3638) or in the
Portland area, 306-5858. Glossy door
hangers are also available as a night time
reminder to parents when putting their
baby to bed.
Best practices to reduce
the risk of SIDS:
- Place your baby on its back to sleep
- Don?t smoke if you are pregnant*
- Provide a smoke-free environment
for your baby
- Avoid overheating your baby
- Whenever possible, breast-feed your
baby
- Make sure both mother and baby
have regular health check-ups
*(or even if you're not)
REFERENCES
- Willinger M, James LS, Catz C. Defining the
Sudden Infant Death Syndrome (SIDS): Deliberations
of an expert panel convened by the National
Institute of Child Health and Human Development.
Pediatr Pathol. 1991;11:677-684.
- Center for Health Statistics, Oregon Health Services.
Oregon Vital Statistics Annual Report, 1995,
Vol 2, March 1998.
- Guyer B, Martin JA, MacDorman MF, Anderson
RN, et al. Annual summary of vital statistics -1996.
Pediatrics 1997;100:905-918.
- Thach BT. Sudden infant death syndrome: old
causes rediscovered? N Engl J Med 1986;315:126-
128.
- Bass M, Kravath RE, Glass L. Death-scene
investigation in sudden infant death. N Engl J Med
1986;315:100-105.
- McClain PW, Sacks JJ, Froehlke RG, Ewigman
BG. Estimates of fatal child abuse and neglect,
United States, 1979 through 1988. Pediatrics
1993;91:338-343.
- Kraus JF, Bulterys M. The epidemiology of sudden
infant death syndrome. In: Kiely M, ed. Reproductive
and Perinatal Epidemiology, CDC Press, Boca
Raton, 1991
- Beal SM, Blundell H. Sudden infant death syndrome
related to position in the cot. Med J Aust
1978;2:217-218.
- Beal S. Sleeping position and SIDS. Lancet
1988;ii:512.
- Lee NNY, Chan YF, Davies DP, Lau E, Yip DCP.
Sudden infant death syndrome in Hong Kong:
confirmation of low incidence. BMJ 1989;298:721.
- Valdes-Dapena M. A half century of progress: the
evolution of SIDS research. In: Rognum TO, ed.
Sudden Infant Death Syndrome: New Trends in the
Nineties, Scandinavian University Press, 1995.
- Beal SM, Finch CF. An overview of retrospective
case-control studies investigating the relationship
between prone sleeping position and SIDS. J
Pediatr Child Health 1991;27:334-339.
- deJonge GA, Engelberts AC, Koomen-Liefting
AJM, Kostense PJ. Cot death and prone sleeping
position in the Netherlands. BMJ 1989;298:722-
724.
- Wigfield RE, Fleming PJ, Berry PJ, Rudd PT,
Golding J. Can the fall in Avon_s sudden infant
death rate be explained by changes in sleeping
position? BMJ 1992;304:282-283
- Kemp JS, Thach BT. Sudden death in infants
sleeping on polystyrene-filled cushions. N Engl J
Med 1991;324:1858-1864.
- Kemp JS, Thach BT. A sleep position-dependent
mechanism for infant death on sheepskins. Am J
Dis Child 1993;147:642-646.
- Lewis KW, Bosque EM. Deficient hypoxia awakening
response in infants of smoking mothers:
possible relationship to sudden infant death
syndrome. J Pediatr 1995;127:691-699.
- American Academy of Pediatrics Task Force on
Infant Positioning and SIDS. Pediatrics
1992;89:1120-1129.
- Willinger M, Hoffman HJ, Hartford RB. Infant
sleep position and risk for sudden infant death
syndrome; report of meeting held January 13 and
14, 1994, National Institutes of Health, Bethesda,
MD. Pediatrics 1994;93:814-819.
- AAP Task Force on Infant Positioning and SIDS.
Positioning and sudden infant death syndrome
(SIDS): Update. Pediatrics. 1996;98:1216-1218.
- 1996 data on SIDS from Oregon Health Services,
Center for Health Statistics, personal contact.
- Dwyer T, Ponsonby AL, Blizzard L, et al. The
contribution of changes in the prevalence of prone
sleeping position to the decline in sudden infant
death syndrome in Tasmania. JAMA 1995;
273(10):783-789.
- Spiers PS, Guntheroth WG. Recommendations to
avoid the prone sleeping position and recent
statistics for sudden infant death syndrome in the
United States. Arch Pediatr Adolesc Med 1994:
148:141-146.
- Blair PS, Fleming PJ, Bensley D, et al. Smoking
and the sudden infant death syndrome: results from
1993-5 case-control study for confidential inquiry
into stillbirths and deaths [in] infancy. Br Med J
1996;313:195-198.
- Mitchell EA, Scragg R. Observations on ethnic
differences in SIDS mortality in New Zealand.
Early Hum Dev 1994; 38: 151-157.
- American Academy of Pediatrics Task Force on
Infant Positioning and SIDS. Pediatrics 1996;
98:1216-1218.
- Gershon NB, Moon RY. Infant sleep position in
licensed child care centers. Pediatrics 1997;
100:75-78.
- MacDorman MF, Cnattingius S, Hoffman HJ, et al.
Sudden infant death syndrome and smoking in the
United States and Sweden. Am J Epidemiol 1997;
146(3):249-257.
- Mitchell EA, Tuohy PG, Brunt JM, et al. Risk
factors for sudden infant death syndrome following
the prevention campaign in New Zealand: a
prospective study. Pediatrics 1997; 100:835-840.
- Center for Health Statistics, Oregon Health Services.
Oregon Vital Statistics County Data 1996,
April 1998; 13.
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